| Captool
Captool
is an easy to use portfolio management program that allows customized
reporting and great flexibility.
Captool
portfolio management software is an investment record keeping, performance
measurement and portfolio management reporting tool designed for professional
money managers and for others entrusted with managing or reporting on
investment assets.
Captool is
designed to assist the investment professional in growing his or her business.
Professional versions of Captool incorporate time-saving features important
to professional money managers, such as broker/dealer data interfaces,
batch reporting, portfolio re-balancing, fee billing and client contact
management. Hedge fund accounting is included with Captool Professional
Investor Level 3 and Level 4 to accurately track and report on pooled
investments.
Captool allows
you to maintain complete records of all portfolio transactions, periodically
value your portfolios, track investment cost bases, compute investment
return on investment (ROI) performance, and generate reports and graphs.
Which
Captool Pro is right for you?
» Captools Professional Level 2
» Captools Professional Level 3
» Captools Professional Level 4
| Captool
Professional Level 2 -
Incremental Features |
Multi-User Licensing
Captool Professional,
Level 2 is licensed for up to 3 users at a single site to accommodate
the needs of financial advisors who work with one or two partners or assistants.
If licenses are needed for more than 3 users, or for multiple sites, multiple
copies of Captool may be licensed. (Note: Any person who sends reports
generated by Captool to clients and/or who operates the program is considered
a "user" under Captool licensing terms.)
Network Installation
Captool Professional, Level 2 supports network installation of Captool.
Typically it will be installed on workstations, up to the number of licensed
users, and shared data will reside on a server or on one of the workstations.
To facilitate network operation, Captool Pro Level 2 permits you to implement
file access controls to protect against changes made by one user from
being interfered with by another user.
Electronic Report Dissemination
Captool Professional, Level 2 provides you with the capability to electronically
issue reports by e-mail and or fax. This is achieved via two companion
programs, "Mailserve" and "Faxserve", which Captool
Pro 2 operates to send reports and other client communications. Reports
sent via Mailserve may be encrypted to ensure secure transmission. (Note:
Adobe Acrobat Writer is required to use Mailserve reporting capability).
Multiple Broker/Dealer and DST and DAZL Import Support
Captool Professional, Level 2 permits you to assign an unlimited number
of brokerage or mutual fund accounts to a given Captool account. This
enables you to import data from those data sources into a single Captool
portfolio. Level 2 also is required for users of mutual fund data clearing
services such as DST's Fan Mail and DAZL from PFPC Global Fund Services.
Certain other institutional interfaces may also require Level 2 on higher.
Fee by Class Support
Captool Professional, Level 2 supports calculation of fees by asset class.
Re-balancing by Asset Class and Allocation Model Reporting
Captool Professional, Level 2 supports automated re-balancing of portfolios
by asset class as well as by specific asset. This ensures that an asset
is not sold, only to be replaced by an asset of the same class during
allocation driven trade generation. Level 2 also supports inclusion of
pie chart graphics of your model allocation in reports for comparison
with similar graphics of actual allocation.
Cross-reference Report Graphics
Captool Professional, Level 2 supports inclusion of graphics (allocation
pie charts, valuation and growth charts) on cross-reference position (where
held) and performance reports. Additional cross-reference reports including
open lots, trades, realized/unrealized gains are also provided.
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| Captool
Professional Level 3-
Incremental Features |
Web Site Report Distribution Support
Captool Professional, Level 3 can generate PDF format reports and automatically
distribute them to separate client directories on a web server. You may
also generate and distribute to these directories a cover letter with
appropriate name, address, account number, etc. substitution. This permits
your web server to host these reports, which your clients can access through
your web site.
Pooled Funds Accounting
Captool Professional, Level 3 supports pooled "fund accounting".
This feature permits accounting and reporting of the contributions of
multiple participants into a common portfolio, similar to a small mutual
fund. This can be done separate from or in conjunction with independently
managed accounts. In the latter case, fund transactions automatically
flow into the independent portfolios. Fund accounting reports include
valuation, composition, ROI and graphics. Fund accounting can be used
for hedge funds, foundations, and multi-beneficiary trusts.
The basic fund accounting implementation allows up to 25 participants
and up to $10M in pooled funds. Higher numbers of participants and dollar
values are supported but are subject to a fund accounting licensing surcharge
averaging 2 basis points/annum (actual rate may vary depending upon breakpoints).
Re-balancing by Asset Group and Re-balancing on Margin
Captool Professional, Level 3 supports account re-balancing by asset group
and re-balancing of margined accounts. Asset group allocations operate
in a fashion similar to asset class allocations available in Pro Level
2, but permit the allocation focus to be based upon industry group rather
than asset size class. Allocation on margin may be implemented by specifying
a negative cash allocation up to -100%.
Incentive Fee Billing
Captool Professional, Level 3 supports profit based, incentive fee billing.
The incentive may be set relative to a profit benchmark, e.g. profit over
"x%". "High water mark" treatment may also be optionally
implemented to prevent incentive fees on market re-tracements.
Specialty B/D Import Interfaces
A number of broker/dealer interfaces which are less frequently demanded
or increased complexity to develop and support will be supported in Captool
Professional, Level 3. Please call if you need an interface not currently
listed as supported by Captool.
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| Captool
Professional Level 4
- Incremental Features |
Credit Interest Record Generation
Captool Professional, Level 4 provides a batch utility to compute credit
and debit interest on cash balances and generate "Interest on balance"
transactions. These can be directly inserted in the account portfolios
or generated to the transaction blotter for later transfer or export.
Different interest rates may be applied to debit and credit balances.
Cash/Margin Accounting
Captool Professional, Level 4, supports explicit cash/margin accounting
of investments within each portfolio. This means that each transaction
can be designated as occurring within either the "cash" or "margin"
sub-account, and holdings are reported accordingly. Cash to Margin and
Margin to Cash transactions (CMX) permit transfers of holdings between
sub-accounts. (Note: Advisors who are not custodians of their clients'
assets generally will not need cash/margin accounting).
Large Fund Accounting (up to 500 Participants)
Captool Professional Level 4, supports up to 500 participants in a fund
accounting portfolio. A fund accounting licensing surcharge averaging
2 basis points/annum (actual rate may vary depending upon breakpoints),
is charged for this feature.
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|
Captool
is well connected.
Captool
professional level software will save you time! Unlike some
other software, Captool does not charge for interfaces or interface
data downloads. This gives you flexibility to control where
you direct your business. Captool supports interfaces with
the various broker/dealers and mutual fund companies found below.
›
PFPC Global Fund Services
DAZL L2+
› DST
FAN Mail L2+
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| Broker/Dealer
Interfaces |
American
Funds
AmeriTrade
Associated Securities
Bear Stearns L2+
DAZL (see below)
DST Fan Mail (see below)
Fidelity
First Southwest
First Trust Datalynx
FNIC
Herzog Heine Geduld L2+
Independent Trust Corp. |
Invesco
KeyBank Fin. Svcs. L2+
LPL Financial Services
Merrill Lynch
Mutual Service Corporation
Nathan & Lewis Securities
Paine Webber
Prudential
Raymond James
Resource Trust
Royal Alliance
Rydex |
Salomon Smith Barney
Schwab
SEI Trust
Southwest Securities
Spear Leeds & Kellogg L2+
SunAmerica
TD Waterhouse
TD Waterhouse (Canadian)
Trust Company of America
U.S. Bank L2+
Union Bank
Vanguard |
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|
|
|
| Clearing
Firms |
First Clearing Corp.
NFSC |
Penson L2+
Pershing |
RBC Dain Corr. Svcs.
US Clearing |
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|
|
|
|
Beta Interfaces |
ABN AMRO L3+
A.G. Edwards
AllFirst Financial
Bidwell & Co
Cannex (Canadian)
Cybertrader |
DB AB L3+
First Union
FundSERV (Canadian)
Lehman Brothers
Matrix L2+
Mellon Fin. Center L2+ |
Optionsxpress
L3+
Regal Discount Securities
Royal Bank (Canadian)
R.B. Channel Islands (Canadian)
SunTrust Banks, Inc.
(Our newest interfaces) |
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|
|
|
PFPC
Global Fund Services DAZL L2+
(Refer to DAZL web site
for the latest list) |
|
Mutual Funds |
| ABN/Amro
|
Advantus
|
AIM
|
| American
Skandia Asset Mgmt Portfolios
|
Bear
Stearns |
Columbia
Funds
|
| Domini
|
Eaton
Vance
|
Fremont
|
| Future
Scholar 529 College Savings
|
Galaxy
|
Ivy
Funds
|
| Kelmoore
|
Legg
Mason Offshore
|
Longleaf
|
| Managers
Funds
|
Matthews
Asian Funds
|
Metropolitan
|
| Munder
|
Nations
Funds |
North
Track Funds
|
| Pacific
Funds
|
PIMCO
Funds
|
Pioneer
|
| Salomon
|
Seligman
|
Sit
|
| Smith
Barney Mutual Funds
|
South
Dakota College Access 529 Plans
|
Strong
Funds
|
| Third
Avenue Funds
|
Tweedy,
Browne
|
Undiscovered
|
| WM
Group of Funds
|
Wright
Funds
|
|
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| Broker/Dealers |
| Addison
Securities
|
Advantage
Capital |
Aetna
Financial Services
|
| Alexander
Investments
|
Alliance
Advisors
|
American
Express Advisors
|
| American
General |
Aragon
Financial
|
Ascend
Financial |
| Askar
Holding Co. |
Aurum
Securities Corp.
|
AXA
Advisors |
| Bank
of America
|
Benefit
National |
Blakeslee
& Blakeslee
|
| BMA
Financial Services
|
Borrego
Springs Bank
|
Brown
Brothers Harriman
|
| Cadaret
Grant |
Cambridge
Investment Research
|
Capital
Analysts Inc.
|
| Capital
Financial |
Chambers,
Dunhill, Rubin & Co.
|
Charles
Schwab |
| Charter
One Securities
|
Chicago
Trust Co. |
CNA
Trust |
| Columbus
Circle Trust
|
Commonwealth
Equities
|
Community
National Bank
|
| Compulife
Investor Svcs.
|
Concord
Equities
|
Copeland
Equities |
| Corelink
Financial (Bisys)
|
Cornerstone
Investments
|
CRI
Securities |
| CUNA
Brokerage Services
|
Delaware
Charter
|
Eclectic
Associates
|
| Edward
Jones |
Eneric
Financial Services
|
EQ
Financial |
| Equity
Services |
FFP
Investors |
Fidelity
Federal Bank
|
| Financial
Services |
First
Capital Equities
|
First
Trust/Colorado
|
| First
Union National Bank
|
Foothill
Securities
|
Fortis
Investors |
| Franklin
Financial Services
|
FSC
Securities |
Global
Tradz |
| Great
American Advisors
|
H
Beck Inc |
Hackett
Associates |
| Hampton
& Hampton Fin.
|
Hantz
Financial Services
|
Heather
Agency
|
| Hewitt
Associates |
IFG
Network Securities
|
Institutional
Brokerage Services
|
| Intersecurities
|
Investacorp
|
Investor
Capital |
| Jaques
Financial |
JDL
Securities |
Jefferson
Pilot
|
| Key
Clearing Corp. |
KW
Chambers |
Landaas
& Co. |
| Legend
Equities |
Lesko
Securities |
Lifemark
Securities Corp.
|
| Lincoln
Trust
|
Locust
Street Securities
|
Long
Grove Trading Co.
|
| LPL
Financial |
Main
Street Securities
|
Manarin
Financial |
| Morgan
Stanley Dean Witter
|
Multi-Financial
Securities
|
Mutual
Service Corp.
|
| National
Financial |
National
Investor Services
|
National
Planning |
| Nations
Bank |
Nations
Funds |
Nelson
Securities |
| New
York Life
|
Newman
Associates |
North
Ridge Securities
|
| Northern
Trust |
PEB
Financial |
PFPC
|
| Plan
Administrators Inc.
|
PMG
Securities |
Princor
Financial |
| Proequities
|
Prospera
Financial |
Prudent
Management |
| Reliance
Trust |
Resources
Trust |
Retirement
Accounts
|
| Retirement
Planning
|
Richards
Merrill & Peterson
|
Robinson
& Robinson
|
| Royal
Alliance
|
Rushmore
Securities
|
Schreiner
Capital Management
|
| Schultz
& Schultz
|
Seafirst
Bank |
Securities
America
|
| Securities
Trust |
Sigma
Financial |
Signator
Investors (John Hancock)
|
| Silicon
Valley Bank
|
Sterling
Trust |
Summit
Equities
|
| Sunset
Financial Services
|
Sycamore
Financial |
Tax
Deferred Services
|
| Tower
Square Securities
|
TradeStreet
Advisory
|
TransAM
Securities |
| TransAmerica
Securities
|
Triad
Financial |
U
Vest |
| UMB
Bank |
Union
Bank of California
|
United
Heritage Fin. Svcs
|
| US
Bank Trust |
US
Clearing |
US
Life Equity Sales
|
| USI
Securities |
Verity
Investments |
Vestax
Securities |
| Wall
Street Financial
|
Washington
Square Securities
|
Wasserman
& Associates
|
| Wells
Fargo
|
Westco
Investments |
Weston
Securities |
| Woodbury
Financial Services
|
World
Choice Securities
|
Wright
Investors |
| XCU
Capital Corp. |
|
|
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|
DST
FAN Mail L2+
(Refer to DST
web site for the latest list) |
| Mutual
Funds |
| Aim
Management Group, Inc |
Alliance
Capital Management |
American
AAdvantage Funds |
| American
Century Investors |
American
Funds |
American
Pension Investors Trust |
| American
Skandia Advisor Funds |
Ariel
Mutual Funds |
Armada
Funds |
| Badgley
Funds |
Berger
|
Bramwell
Funds |
| Brandywine
Funds |
California
Invest Funds |
Calvert
|
| CDC
Nvest Funds |
Centennial
Funds |
Centurion
Trust Company |
| Citibank
|
College
Choice 529 Invest Plan |
Concorde
Funds |
| Credit
Suisse Funds |
Davis
Funds |
Delaware
Investments |
| Deutsche
Asset Management |
Dodge
& Cox Funds |
Dreyfus
|
| Dunham
& Associates |
Enterprise
|
Evergreen
Funds |
| Expedition
Funds |
Federated
|
Federated
Offshore |
| Fidelity
Advisor |
Fidelity
Advisor Offshore Funds |
First
Eagle SoGen Funds |
| Flex
Funds |
Founders
|
Frank
Russell |
| Franklin/Templeton
Funds |
GE
Mutual Funds |
Goldman
Sachs |
| Guardian
Investor Services LLC |
Hartford
Mutual Funds |
Heartland
Funds |
| Henlopen
Funds |
Hennessy
Funds |
Icon
Funds |
| IDEX
|
ING
Funds |
INVESCO
|
| Janus
|
Janus
Advisor Series |
Janus
Aspen Funds |
| Jenson
Portfolio Funds |
John
Hancock Funds |
Jones
& Babson |
| JP
Morgan Funds |
Kensington
Mutual Funds |
Kenwood
Funds |
| Landmark
Funds |
Lazard
Funds |
Learning
Quest |
| Leuthold
Funds |
Liberty
Funds |
Lord
Abbett |
| Mainstay
|
Mairs
& Powers Funds |
Managers
AMG Funds |
| Manulife
Financial - College Savings |
Members
Funds |
Meridian
Funds - Offshore (MFS) |
| Merriman
Funds |
MFS
|
MMA
Praxis |
| Monetta
Funds |
Neuberger
Berman |
Nicholas
Funds |
| Nuveen
Mutual Fund |
One
Group Mutual Funds |
Oppenheimer
Funds |
| Perritt
Funds |
Phoenix
|
PIMCO
Advisors Portfolio Strategies |
| Potomac
Funds |
Primary
Funds |
ProFunds
|
| Prudent
Bear Funds |
Rainier
Funds |
Reynolds
Funds |
| RS
Investments |
SAFECO
Mutual Funds |
Scudder
Advisor-(Class A,B,C) |
| Scudder
Direct-(Class S) |
Security
Funds |
Selected
Funds |
| Sentinel
|
SEI
Asset Management Programs |
Skyline
Funds |
| State
Street |
SunAmerica
|
T.
Rowe Price |
| The
Alger Funds |
The
Managers Funds |
The
Royce Funds |
| Thomas
White Funds |
Thompson
Plumb Funds |
Thornburg
|
| TIAA-CREF
|
TIAA-CREF
529 Plan - Connecticut |
TIAA-CREF
529 Plan - Michigan |
| TIAA-CREF
529 Plan - Mississippi |
TIAA-CREF
529 Plan - California |
TIAA-CREF
529 Plan - Idaho |
| TIAA-CREF
529 Plan-Kentucky |
TIAA-CREF
529 Plan-Minnesota |
TIAA-CREF
529 Plan-Missouri |
| TIAA-CREF
529Plan- New York |
TIAA-CREF
529 Plan-Oklahoma |
TIAA-CREF
529 Plan-Tennessee |
| TIAA-CREF
529 Plan-Vermont |
Touchstone
Funds |
Value
Line |
| Van
Eck |
Van
Kampen |
Wells
Fargo Funds |
| Wells
S & P REIT Index Fund |
Yacktman
Funds |
|
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|
|
|
| Variable
Annuities |
| AETNA
|
Allmerica
- Delaware |
Allmerica
- Pioneer Vision |
| Allmerica
- Scudder |
Allmerica
- Select |
Allstate
- Lincoln Benefit |
| American
Skandia Life |
Ameritas
Variable Annuity |
Anchor
National Life Insurance Company |
| Annuity
Investors Life Ins. Co. |
CNA
Variable Annuity |
Conseco/Great
American Reserve Life Insurance |
| Equitable
Life |
Fortis
Variable Annuity |
GE
Financial Assurance |
| Guardian
Life Insurance Company |
Hartford
Life |
Integrity
Companies |
| ING
Variable Annuities |
Jackson
National Life Insurance Company |
Keyport
Variable Annuity |
| Lincoln
National Life |
Manulife
Financial - Venture |
Mass
Mutual Variable Annuity |
| Nationwide
|
New
York Life |
Pacific
Life |
| Penn
Mutual |
Peoples
Benefit Life Insurance Company |
Phoenix
Home Life |
| Preferred
Life of New York |
Protective
Life |
Provident
Mutual |
| Putnam
Allstate Advisor |
Putnam
Allstate Advisor of NY |
Security
Benefit Life |
| Sun
Life Financial |
TIAA-Cref
Variable Annuity |
Touchstone
Variable Annuities |
| Transamerica
|
Travelers
Life & Annuity |
United
Investors Life Ins. Co. |
| USAllianz
|
Western
Reserve Life |
Zurich
Life |
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to Top ›
| REITS
/ Limited Partnerships (Beta) |
| CNL |
Inland
Real Estate Investment Trust |
Wells
REIT/LP Products |
|
L2+ (Pro Level 2 or higher feature)
L3+ (Pro Level 3 or higher feature)
Click
here for a printer friendly version (requires acrobat
reader). |
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to Top ›
|
| Captool
Pricing
"Software
for the Sophisticated Investor"
| Product
|
Unit
Price |
|
Captool Professional Level 4**** |
$5000.00 |
|
Captool Professional Level 4 Trial (non-refundable) |
$89.00 |
|
Captool Professional Level 3*** |
$3500.00 |
|
Captool Professional Level 3 Trial (non-refundable) |
$69.00 |
|
Captool Professional Level 2** |
$1999.00
|
|
Captool Professional Level 2 Trial (non-refundable) |
$49.00
|
|
Captool Professional Level 1* |
$999.00 |
|
Captool Professional Level 1 Trial (non-refundable) |
$29.00
|
|
Captool Global Investor |
$499.00
|
|
Captool Individual Investor (personal use only, see licensing
terms) |
$249.00
|
To
order Captools, please call 800.831.7636 or email sales@software4advisors.com.
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to Top ›
Captool
multi-user licenses are restricted to a single site.
****Professional Level 4 Annual Renewal $2500.00
***Professional Level 3 Annual Renewal $1750.00
**Professional Level 2 Annual Renewal $800.00
*Professional Level 1 Annual Renewal $400.00
(Pro Level 1 is limited to solo entry-level advisors and must be
upgraded
to Level 2 within 24 months of the original licensing)
Share accounting for pooled investments starting at Level 3. This
feature may be
subject to a surcharge based upon fund participants and assets.
Click here for the fund
accounting surcharge schedule.
Individual Investor is licensed only for personal, non-commercial,
non-institutional use.
Washington State residents must add 8.6% sales tax. Customer shall
be responsible for all customs
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|
